-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTjBKVW3y3LojMymq8FmxcQkl544Tx5BKvjIpw8g4tEZNykaqidFJJEoHBP6vDWv NKuSNIgF+xEJDxYqb/vKvA== 0000927016-02-001343.txt : 20020415 0000927016-02-001343.hdr.sgml : 20020415 ACCESSION NUMBER: 0000927016-02-001343 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020306 GROUP MEMBERS: 1997 THOMAS H. LEE NOMINEE TRUST GROUP MEMBERS: ADAM A. ABRAMSON GROUP MEMBERS: ANDREW D. FLASTER GROUP MEMBERS: ANTHONY J. DINOVI GROUP MEMBERS: C. HUNTER BOLL GROUP MEMBERS: C. W. ROBINS AS CUST. FOR JESSE LEE GROUP MEMBERS: C. W. ROBINS AS CUST. FOR NATHAN LEE GROUP MEMBERS: CHARLES A. BRIZIUS GROUP MEMBERS: CHARLES W. ROBINS GROUP MEMBERS: DAVID V. HARKINS GROUP MEMBERS: DIANE M. BARRIERE GROUP MEMBERS: GREGORY A. CIONGOLI GROUP MEMBERS: JAMES WESTRA GROUP MEMBERS: JOANNE M. RAMOS GROUP MEMBERS: KENT R. WELDON GROUP MEMBERS: KEVIN F. SULLIVAN GROUP MEMBERS: KIM H. OAKLEY GROUP MEMBERS: NANCY M. GRAHAM GROUP MEMBERS: P. HOLDEN SPAHT GROUP MEMBERS: PUTNAM INVESTMENT HOLDINGS, LLC GROUP MEMBERS: ROBERT SCHIFF LEE 1998 IRREVOCABLE TRUST GROUP MEMBERS: SCOTT A. SCHOEN GROUP MEMBERS: SCOTT L. JAECKEL GROUP MEMBERS: SCOTT M. SPERLING GROUP MEMBERS: SETH W. LAWRY GROUP MEMBERS: SOREN L. OBERG GROUP MEMBERS: STEPHEN ZACHARY LEE GROUP MEMBERS: TERRENCE M. MULLEN GROUP MEMBERS: THE HARKINS 1995 GIFT TRUST GROUP MEMBERS: THL EQUITY ADVISORS IV, LLC GROUP MEMBERS: THOMAS H. LEE CHARITABLE INVESTMENT LTD GROUP MEMBERS: THOMAS H. LEE FOREIGN FUND IV, L.P. GROUP MEMBERS: THOMAS H. LEE FOREIGN FUND IV-B, L.P. GROUP MEMBERS: THOMAS M. HAGERTY GROUP MEMBERS: THOMAS R. SHEPERD GROUP MEMBERS: TODD M. ABBRECHT GROUP MEMBERS: WARREN C. SMITH, JR GROUP MEMBERS: WENDY L. MASLER GROUP MEMBERS: WM. MATTHEW KELLY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US LEC CORP CENTRAL INDEX KEY: 0001054290 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 562065535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54177 FILM NUMBER: 02568616 BUSINESS ADDRESS: STREET 1: 401 N TRYON ST STREET 2: STE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28251 MAIL ADDRESS: STREET 1: 401 N. TRYON STREET STREET 2: SUITE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEE THOMAS H EQUITY FUND IV LP CENTRAL INDEX KEY: 0001053032 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043399873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 75 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: THOMAS H LEE COMPANY STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 SC 13D/A 1 dsc13da.txt SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)/1/ US LEC Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 90331S 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) Anthony J. DiNovi Thomas H. Lee Company 75 State Street, Suite 2600 Boston, Massachusetts 02109 (617) 227-1050 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 6, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_] Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 50 Pages) _____________________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 2 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Thomas H. Lee Equity Fund IV, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 2,608,415 shares of Class A Common Stock held as of August EACH 6, 2001 REPORTING 2,819,135 shares of Class A Common Stock held as of PERSON February 28, 2002 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,608,415 shares of Class A Common Stock held as of August 6, 2001 2,819,135 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,608,415 shares of Class A Common Stock held as of August 6, 2001 2,819,135 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.10% as of August 6, 2001 9.76% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 3 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Thomas H. Lee Foreign Fund IV-B, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 253,338 shares of Class A Common Stock held as of August 6, EACH 2001 REPORTING 273,804 shares of Class A Common Stock held as of February PERSON 28, 2002 WITH ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 253,338 shares of Class A Common Stock held as of August 6, 2001 273,804 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 253,338 shares of Class A Common Stock held as of August 6, 2001 273,804 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.96% as of August 6, 2001 1.04% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 4 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Thomas H. Lee Foreign Fund IV, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 89,276 shares of Class A Common Stock held as of August 6, EACH 2001 REPORTING 96,488 shares of Class A Common Stock held as of February PERSON 28, 2002 WITH ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 89,276 shares of Class A Common Stock held as of August 6, 2001 96,488 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,276 shares of Class A Common Stock held as of August 6, 2001 96,488 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.34% as of August 6, 2001 0.37% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 5 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS THL Equity Advisors IV, LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 2,951,029 shares of Class A Common Stock held as of August EACH 6, 2001 REPORTING 3,189,427 shares of Class A Common Stock held as of PERSON February 28, 2002 WITH ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 2,951,029 shares of Class A Common Stock held as of August 6, 2001 3,189,427 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,951,029 shares of Class A Common Stock held as of August 6, 2001 3,189,427 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.17% as of August 6, 2001 10.9% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 6 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS 1997 Thomas H. Lee Nominee Trust - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 34,474 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 37,259 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ------------------------------------------------------------------ REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ------------------------------------------------------------------ 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------ 10. SHARED DISPOSITIVE POWER 34,474 shares of Class A Common Stock held as of August 6, 2001 37,259 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,474 shares of Class A Common Stock held as of August 6, 2001 37,259 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.13% as of August 6, 2001 0.14% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 7 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Thomas H. Lee Charitable Investment Limited Partnership - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 16,956 shares of Class A Common Stock held as of August 6, EACH 2001 REPORTING 18,326 shares of Class A Common Stock held as of February PERSON 28, 2002 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,956 shares of Class A Common Stock held as of August 6, 2001 18,326 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,956 shares of Class A Common Stock held as of August 6, 2001 18,326 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.07% as of August 6, 2001 0.07% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 8 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Putnam Investment Holdings, LLC - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 42,905 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 46,371 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 42,905 shares of Class A Common Stock held as of August 6, 2001 46,371 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 42,905 shares of Class A Common Stock held as of August 6, 2001 46,371 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.16% as of August 6, 2001 0.18% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 9 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS David V. Harkins - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 9,180 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 9,922 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 1,030 shares of Class A Common Stock held as of August 6, WITH 2001 1,114 shares of Class A Common Stock held as of February 28, 2002 ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 10,210 shares of Class A Common Stock held as of August 6, 2001 11,036 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,210 shares of Class A Common Stock held as of August 6, 2001 11,036 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.04% as of August 6, 2001 0.04% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 10 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Scott A. Schoen - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 7,650 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 8,268 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03% as of August 6, 2001 0.03% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 11 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS C. Hunter Boll - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 7,650 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 8,268 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03% as of August 6, 2001 0.03% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 12 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Scott M. Sperling - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 7,650 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 8,268 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03% as of August 6, 2001 0.03% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 13 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Anthony J. DiNovi - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 7,650 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 8,268 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03% as of August 6, 2001 0.03% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 14 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Thomas M. Hagerty - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 7,650 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 8,268 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03% as of August 6, 2001 0.03% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 14 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Warren C. Smith, Jr. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 7,650 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 8,268 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,650 shares of Class A Common Stock held as of August 6, 2001 8,268 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.03% as of August 6, 2001 0.03% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 14 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Seth W. Lawry - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 3,185 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 3,442 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 3,185 shares of Class A Common Stock held as of August 6, 2001 3,442 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,185 shares of Class A Common Stock held as of August 6, 2001 3,442 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- ------------------- CUSIP No. 90331S 10 9 Page 17 of 50 Pages - ---------------------- 13D ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Kent R. Weldon - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 2,123 shares of Class A Common Stock held as of August SHARES 6, 2001 BENEFICIALLY 2,295 shares of Class A Common Stock held as of OWNED BY February 28, 2002 EACH -------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,123 shares of Class A Common Stock held as of August 6, 2001 2,295 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,123 shares of Class A Common Stock held as of August 6, 2001 2,295 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- ------------------- CUSIP No. 90331S 10 9 Page 18 of 50 Pages - ---------------------- 13D ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Terrence M. Mullen - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,686 shares of Class A Common Stock held as SHARES of August 6, 2001 BENEFICIALLY 1,822 shares of Class A Common Stock held as OWNED BY of February 28, 2002 EACH ---------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,686 shares of Class A Common Stock held as of August 6, 2001 1,822 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,686 shares of Class A Common Stock held as of August 6, 2001 1,822 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 19 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Todd M. Abbrecht - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,686 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 1,822 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,686 shares of Class A Common Stock held as of August 6, 2001 1,822 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,686 shares of Class A Common Stock held as of August 6, 2001 1,822 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 20 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Robert Schiff Lee 1998 Irrevocable Trust - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,561 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 1,687 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,561 shares of Class A Common Stock held as of August 6, 2001 1,687 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,561 shares of Class A Common Stock held as of August 6, 2001 1,687 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 21 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Stephen Zachary Lee - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,561 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 1,687 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH -------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,561 shares of Class A Common Stock held as of August 6, 2001 1,687 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,561 shares of Class A Common Stock held as of August 6, 2001 1,687 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 22 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Charles A. Brizius - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,280 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 1,384 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH -------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,280 shares of Class A Common Stock held as of August 6, 2001 1,384 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,280 shares of Class A Common Stock held as of August 6, 2001 1,384 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.01% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 23 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS The Harkins 1995 Gift Trust - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,030 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 1,114 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,030 shares of Class A Common Stock held as of August 6, 2001 1,114 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,030 shares of Class A Common Stock held as of August 6, 2001 1,114 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 24 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Thomas R. Sheperd - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 906 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 979 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 906 shares of Class A Common Stock held as of August 6, 2001 979 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 906 shares of Class A Common Stock held as of August 6, 2001 979 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 25 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Charles W. Robins as Custodian for Jesse Lee - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 781 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 844 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH -------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 781 shares of Class A Common Stock held as of August 6, 2001 844 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 781 shares of Class A Common Stock held as of August 6, 2001 844 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 26 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Charles W. Robins as Custodian for Nathan Lee - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 781 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 844 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH -------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 781 shares of Class A Common Stock held as of August 6, 2001 844 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 781 shares of Class A Common Stock held as of August 6, 2001 844 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 27 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Charles W. Robins - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 625 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 675 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 1,562 shares of Class A Common Stock held as of August 6, WITH 2001 1,688 shares of Class A Common Stock held as of February 28, 2002 ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,186 shares of Class A Common Stock held as of August 6, 2001 2,362 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,186 shares of Class A Common Stock held as of August 6, 2001 2,362 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.01% as of August 6, 2001 0.01% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 28 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS James Westra - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 625 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 675 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH --------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH --------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 625 shares of Class A Common Stock held as of August 6, 2001 675 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 625 shares of Class A Common Stock held as of August 6, 2001 675 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 29 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Wendy L. Masler - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 625 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 675 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 625 shares of Class A Common Stock held as of August 6, 2001 675 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 625 shares of Class A Common Stock held as of August 6, 2001 675 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 30 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Andrew D. Flaster - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 531 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 574 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 531 shares of Class A Common Stock held as of August 6, 2001 574 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 531 shares of Class A Common Stock held as of August 6, 2001 574 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 31 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Scott L. Jaeckel - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 468 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 506 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 468 shares of Class A Common Stock held as of August 6, 2001 506 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 468 shares of Class A Common Stock held as of August 6, 2001 506 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 32 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Soren L. Oberg - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 468 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 506 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 468 shares of Class A Common Stock held as of August 6, 2001 506 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 468 shares of Class A Common Stock held as of August 6, 2001 506 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 33 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Adam A. Abramson - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 375 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 405 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 34 of 50 Pages - ------------------------- ------------------------ 13D - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Joanne M. Ramos - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - ------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 375 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 405 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ----------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - ------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - ------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 35 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Nancy M. Graham - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 375 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 405 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ------------------------ CUSIP No. 90331S 10 9 Page 36 of 50 Pages - ------------------------- ------------------------ 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Gregory A. Ciongoli - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 375 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 405 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ----------------------- CUSIP No. 90331S 10 9 Page 37 of 50 Pages - ------------------------- ----------------------- 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Wm. Matthew Kelly - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 375 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 405 shares of Class A Common Stock held as of OWNED BY February 28, 2002 EACH --------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH --------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 375 shares of Class A Common Stock held as of August 6, 2001 405 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ------------------------- ---------------------- CUSIP No. 90331S 10 9 Page 38 of 50 Pages - ------------------------- ---------------------- 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS P. Holden Spaht - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 219 shares of Class A Common Stock held as of August 6, 2001 SHARES 236 shares of Class A Common Stock held as of February 28, BENEFICIALLY 2002 OWNED BY ----------------------------------------------------------------- EACHREPORTING 8. SHARED VOTING POWER PERSON 0 WITH ----------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 219 shares of Class A Common Stock held as of August 6, 2001 236 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 219 shares of Class A Common Stock held as of August 6, 2001 236 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- ------------------- CUSIP No. 90331S 10 9 Page 39 of 50 Pages - ---------------------- ------------------- 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Kevin F. Sullivan - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 62 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 67 shares of Class A Common Stock held as of February OWNED BY 28, 2002 EACH -------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 62 shares of Class A Common Stock held as of August 6, 2001 67 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 62 shares of Class A Common Stock held as of August 6, 2001 67 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ----------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- ------------------- CUSIP No. 90331S 10 9 Page 40 of 50 Pages - ---------------------- ------------------- 13D - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Diane M. Barriere - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 62 shares of Class A Common Stock held as of August 6, SHARES 2001 BENEFICIALLY 67 shares of Class A Common Stock held as of February 28, OWNED BY 2002 EACH ---------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ---------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 62 shares of Class A Common Stock held as of August 6, 2001 67 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 62 shares of Class A Common Stock held as of August 6, 2001 67 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- ------------------- CUSIP No. 90331S 10 9 Page 41 of 50 Pages - ---------------------- 13D ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Kim H. Oakley - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [_] IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 31 shares of Class A Common Stock held as of SHARES August 6, 2001 BENEFICIALLY 34 shares of Class A Common Stock held as of OWNED BY February 28, 2002 EACH ------------------------------------------------------------- REPORTING 8. SHARED VOTING POWER PERSON 0 WITH ------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 31 shares of Class A Common Stock held as of August 6, 2001 34 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31 shares of Class A Common Stock held as of August 6, 2001 34 shares of Class A Common Stock held as of February 28, 2002 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% as of August 6, 2001 0.00% as of February 28, 2002 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- This Schedule 13D/A constitutes the first amendment to the Schedule 13D originally filed by the Reporting Persons with the Securities and Exchange Commission on March 12, 2001 with respect to the Class A Common Stock of US LEC Corp. (the "Company"). Except as specifically amended by this Schedule 13D/A, the original Schedule 13D remains in full force and effect. Information given in response to each item shall be deemed incorporated by reference in all other items. Item 2. Identity and Background. (a) -(c) and (f). This statement is being filed jointly on behalf of the following persons (collectively, the "Reporting Persons"):(1) Thomas H. Lee Equity Fund IV, L.P., a Delaware limited partnership ("Equity Fund");(2) Thomas H. Lee Foreign Fund IV, L.P., a Delaware limited partnership ("Foreign Fund"); (3) Thomas H. Lee Foreign Fund IV-B, L.P., a Delaware limited partnership ("Foreign Fund B"); (4) THL Equity Advisors IV, LLC, a Massachusetts limited liability company ("Advisors"); (5)Thomas H. Lee Charitable Investment Limited Partnership, a Massachusetts limited partnership ("Charitable Investment");(6) certain parties affiliated with Thomas H. Lee Company, a Massachusetts sole proprietorship, who are set forth on Schedule A hereto (the "Affiliate Purchasers"); and (7) Putnam Investment Holdings, LLC, a Delaware limited liability company ("Putnam"). Equity Fund, Foreign Fund, Foreign Fund B, Charitable Investment, the Affiliate Purchasers and Putnam are referred to herein as the "THL Investors." The address of each of the Reporting Persons other than Putnam is c/o Thomas H. Lee Company, 75 State Street, Suite 2600, Boston, Massachusetts 02109. The address of Putnam is One Post Office Square, Boston, Massachusetts 02109. Each of Equity Fund, Foreign Fund and Foreign Fund B is principally engaged in the business of investment in securities. Advisors is principally engaged in the business of serving as general partner of Equity Fund, Foreign Fund and Foreign Fund B. Charitable Investment is principally engaged in charitable giving supported by investments in securities. The Affiliate Purchasers are employed by or affiliated with employees of Thomas H. Lee Company as indicated in Schedule A hereto. Putnam is principally engaged in the business of investment management. Schedule B hereto sets forth information concerning other persons and entities as to which such information is required to be disclosed in response to Item 2 and General Instruction C to Schedule 13D. (d) and (e). None of the Reporting Persons or any of their directors, officers or trustees has been convicted in a criminal proceeding during the past five years (excluding traffic violations and similar misdemeanors). None of the Reporting Persons or any of their directors, officers or trustees has been party to a civil proceeding of a judicial or administrative body of competent jurisdiction during the past five years as a result of which it was or is subject to a judgment, decree or final order enjoining (Page 42 of 50 Pages) future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. The THL Investors are parties to a Stock Purchase Agreement (the "Agreement"), dated as of April 11, 2000, previously filed with the Commission via EDGAR, by and among the Company and the Persons listed on Schedule 1 attached thereto. As of the date of the Agreement, the THL Investors purchased 100,000 shares of Series A Convertible Preferred Stock (the "Preferred Stock"). As of August 6, 2001, the THL Investors had received an additional 7,728 shares of Preferred Stock through paid in kind dividends which accrued on a quarterly basis for a total amount of 107,728 shares of Preferred Stock. As of February 28, 2002, the THL Investors have received an additional 3,256 shares of Preferred Stock through paid in kind dividends which accrued on a quarterly basis for a total amount of 110,984 shares of Preferred Stock. The 107,728 shares of Preferred Stock held as of August 6, 2001 were convertible into 3,122,617 shares of Class A Common Stock (the "Class A Common Stock" or "Common Stock") based on a purchase price of $1,000.00 and a conversion price of $34.4994. The 110,984 shares of Preferred Stock held as of February 28, 2002 are presently convertible into 3,374,876 shares of Common Stock based on a purchase price of $1,000.00 and a conversion price of $32.8855. The Reporting Persons did not borrow any funds to effectuate the transaction whereby the Reporting Person received securities which are the subject of this filing on Schedule 13D/A. Each of Equity Fund, Foreign Fund, Foreign Fund B and Charitable Investment obtained funds to make the purchases described herein through capital contributions from their partners. The Affiliate Purchasers obtained funds from their personal accounts to make the purchases described herein. Putnam obtained funds to make the purchase described herein from working capital. Item 5. Interest in Securities of the Company. (a) and (b). By virtue of the relationships described herein, the Reporting Persons may be deemed to constitute a "group" within the meaning of Rule 13d-5(b) under the Exchange Act. As a member of a group, each Reporting Person may be deemed to share voting and dispositive power with respect to, and therefore beneficially own, the shares beneficially owned by the members of the group as a whole. As of the date hereof, the Reporting Persons collectively own an aggregate of 110,984 shares of Preferred Stock (107,728 shares as of August 6, 2001), which is convertible into 3,374,876 shares or 11.46% (3,122,617 shares or 10.70% as of August 6, 2001) of the Company's outstanding Common Stock based on 26,063,258 shares outstanding (26,063,259 shares as of August 6, 2001) as stated in the Company's quarterly report on Form 10-Q for the quarter ended September 30, 2001, filed with the Commission on November 14, 2001 (the "Outstanding Shares"). Each of the Reporting Persons expressly disclaims beneficial ownership of those shares held by any other members of such group or of shares held individually by certain directors or executive officers of certain of the Reporting Persons, if any. Charitable Investment and the Affiliate Purchasers acquired their shares of Preferred Stock as a co-investment required by the terms of the partnership agreements of Equity Fund, Foreign Fund and Foreign Fund B. Such agreements require that Charitable Investment and the Affiliate (Page 43 of 50 Pages) Purchasers hold and sell their Preferred Stock and the Common Stock into which such Preferred Stock converts on a pro rata basis with Equity Fund, Foreign Fund and Foreign Fund B. Equity Fund has direct beneficial ownership of 2,819,135 shares of Common Stock (2,608,415 shares as of August 6, 2001) pursuant to the Agreement, representing approximately 9.76% of the Outstanding Shares (9.10% as of August 6, 2001). Equity Fund has shared voting power with Advisors and shared dispositive power with respect to such shares. Foreign Fund has direct beneficial ownership of 96,488 shares (89,276 shares as of August 6, 2001) pursuant to the Agreement, representing approximately 0.37% of the Outstanding Shares (0.34% as of August 6, 2001). Foreign Fund has shared voting power with Advisors and shared dispositive power with respect to such shares. Foreign Fund B has direct beneficial ownership of 273,804 shares (253,338 shares as of August 6, 2001) pursuant to the Agreement, representing approximately 1.04% of the Outstanding Shares (0.96% as of August 6, 2001). Foreign Fund B has shared voting power with Advisors and shared dispositive power with respect to such shares. Charitable Investment has direct beneficial ownership of 18,326 shares (16,956 shares as of August 6, 2001) pursuant to the Agreement, representing 0.07% of the Outstanding Shares (0.07% as of August 6, 2001). Charitable Investment has shared voting power with Foreign Fund B and shared dispositive power with respect to such shares. The Affiliate Purchasers have direct beneficial ownership of the number of shares indicated on Schedule A hereto and have sole voting and shared dispositive power with respect to such shares except as described below. David V. Harkins may be deemed to share voting and dispositive power over shares held by The Harkins 1995 Gift Trust. The filing of this Schedule 13D/A shall not be construed as an admission that Mr. Harkins is, for the purpose of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the beneficial owner of such shares. Charles W. Robins may be deemed to share voting and dispositive power over shares held as custodian for Jesse Lee and Nathan Lee. The filing of this Schedule 13D/A shall not be construed as an admission that Mr. Robins is, for the purpose of Section 13(d) of the Exchange Act, the beneficial owner of such shares. Putnam has beneficial ownership of 46,371 shares (42,905 shares as of August 6, 2001) pursuant to the Stock Purchase Agreement, representing approximately 0.18% of the Outstanding Shares (0.16% as of August 6, 2001). Putnam has sole voting and shared dispositive power with respect to such shares. Advisors, as the general partner of Equity Fund, Foreign Fund and Foreign Fund B, may be deemed to share voting and dispositive power with respect to 3,189,427 shares beneficially owned by Equity Fund, Foreign Fund and Foreign Fund B (2,951,029 shares as of August 6, 2001), which represents approximately 10.9% of the Outstanding Shares (10.17% as of August 6, 2001). The filing of this Schedule 13D/A by Advisors shall not be construed as an admission that Advisors is, for the purpose of Section 13(d) of the Exchange Act, the beneficial owner of shares held by Equity Fund, Foreign Fund, and Foreign Fund B. (Page 44 of 5o Pages) Thomas H. Lee may be deemed to share voting and dispositive power with respect to (i) 3,189,427 shares deemed to be held by Advisors (2,951,029 shares as of August 6, 2001), in his capacity as the managing member of Advisors, and (ii) 18,326 shares held by Charitable Investment (16,956 shares as of August 6, 2001), representing an aggregate of approximately 10.96% of the Outstanding Shares (10.22% as of August 6, 2001). The filing of this Schedule 13D/A shall not be construed as an admission that Thomas H. Lee is, for the purpose of Section 13(d) of the Exchange Act, the beneficial owner of shares held by Advisors or Charitable Investment. Neither the filing of this Schedule 13D/A nor any of its contents shall be deemed to constitute an admission that a Reporting Person is the beneficial owner of any of the shares other than those which such Reporting Person has acquired pursuant to the Agreement, as amended. (c) On August 6, 2001, Richard T. Aab, the Company's Chairman, and Tansukh V. Ganatra, the Company's Vice Chairman, converted 14,059,500 shares of Class B Common Stock into the same number of shares of Class A Common Stock . As a result, the number of issued and outstanding shares of Class A Common Stock more than doubled, to approximately 26,063,000 shares. As a result of that increase, the percentage of outstanding Common Stock represented by the 107,728 shares of Preferred Stock held by the THL Investors as of August 6, 2001, which was convertible into 3,122,617 shares of Common Stock, decreased from approximately 20.64% to approximately 10.70%. (d) Not applicable. (e) Not applicable. (Pages 45 of 50 Pages) SIGNATURES After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: February 28, 2002 THOMAS H. LEE EQUITY FUND IV, L.P. By: THL Equity Advisors IV, LLC By: /s/ Anthony J. DiNovi ------------------------- Name: Anthony J. DiNovi Title: Managing Director THOMAS H. LEE FOREIGN FUND IV, L.P. By: THL Equity Advisors IV, LLC By: /s/ Anthony J. DiNovi ------------------------- Name: Anthony J. DiNovi Title: Managing Director . THOMAS H. LEE FOREIGN FUND IV-B, L.P. By: THL Equity Advisors IV, LLC By: /s/ Anthony J. DiNovi ------------------------- Name: Anthony J. DiNovi Title: Managing Director THL EQUITY ADVISORS IV, LLC By: THL Equity Advisors IV, LLC By: /s/ Anthony J. DiNovi ------------------------- Name: Anthony J. DiNovi Title: Managing Director THOMAS H. LEE CHARITABLE INVESTMENT By: THL Equity Advisors IV, LLC By: /s/ Thomas H. Lee ------------------------- Name: Thomas H. Lee Title: President (Page 46 of 50 Pages) AFFILIATE PURCHASERS as listed on Schedule A to this to Schedule 13D/A pursuant to powers of attorney executed in favor of and granted and delivered to Anthony J. DiNovi and Kent R. Weldon By: /s/ Anthony J. DiNovi -------------------------- Attorney-in-fact for all Affiliate Purchasers PUTNAM INVESTMENT HOLDINGS, LLC By: /s/ William H. Woolverton -------------------------- Name: William H. Woolverton Title: Vice President and Clerk (Page 47 of 50 Pages) Schedule A - ---------- AFFILIATE PURCHASERS Set forth below are the names of the Affiliate Purchasers that hold shares of Series A Preferred Stock of the Company. Opposite each name is the number of shares of Class A Common Stock beneficially owned by each of the Affiliate Purchasers by virtue of their holding shares of Series A Preferred Stock.
- -------------------------------------------------------------------------------------- As of August 6, As of February 28, 2001 2002 - -------------------------------------------------------------------------------------- 1997 Thomas H. Lee Nominee Trust 34,474 37,259 - -------------------------------------------------------------------------------------- David V. Harkins 9,180 9,922 - -------------------------------------------------------------------------------------- Scott A. Schoen 7,650 8,268 - -------------------------------------------------------------------------------------- C. Hunter Boll 7,650 8,268 - -------------------------------------------------------------------------------------- Scott M. Sperling 7,650 8,268 - -------------------------------------------------------------------------------------- Anthony J. DiNovi 7,650 8,268 - -------------------------------------------------------------------------------------- Thomas M. Hagerty 7,650 8,268 - -------------------------------------------------------------------------------------- Warren C. Smith, Jr 7,650 8,268 - -------------------------------------------------------------------------------------- Seth W. Lawry 3,185 3,442 - -------------------------------------------------------------------------------------- Kent R. Weldon 2,123 2,295 - -------------------------------------------------------------------------------------- Terrence M. Mullen 1,686 1,822 - -------------------------------------------------------------------------------------- Todd M. Abbrecht 1,686 1,822 - -------------------------------------------------------------------------------------- Robert Schiff Lee 1988 Irrevocable Trust 1,561 1,687 - -------------------------------------------------------------------------------------- Stephen Zachary Lee 1,561 1,687 - -------------------------------------------------------------------------------------- Charles A. Brizius 1,280 1,384 - -------------------------------------------------------------------------------------- The Harkins 1995 Gift Trust 1,030 1,114 - -------------------------------------------------------------------------------------- Thomas R. Shepherd 906 979 - -------------------------------------------------------------------------------------- Charles W. Robins as Custodian for Jesse Lee 781 844 - -------------------------------------------------------------------------------------- Charels W. Robins as Custodian for Nathan Lee 781 844 - -------------------------------------------------------------------------------------- Charles W. Robins 625 675 - -------------------------------------------------------------------------------------- James Westra 625 675 - -------------------------------------------------------------------------------------- Wendy L. Masler 625 675 - -------------------------------------------------------------------------------------- Andrew D. Flaster 531 574 - -------------------------------------------------------------------------------------- Scott L. Jaeckel 468 506
(Page 48 of 50 Pages) - --------------------------------------------------------------------- Soren L. Oberg 468 506 - --------------------------------------------------------------------- Adam A. Abramson 375 405 - --------------------------------------------------------------------- Joanne M. Ramos 375 405 - --------------------------------------------------------------------- Nancy M. Graham 375 405 - --------------------------------------------------------------------- Gregory A. Ciongoli 375 405 - --------------------------------------------------------------------- Wm. Matthew Kelly 375 405 - --------------------------------------------------------------------- P. Holden Spaht 219 236 - --------------------------------------------------------------------- Kevin F. Sullivan 62 67 - --------------------------------------------------------------------- Diane M. Barriere 62 67 - --------------------------------------------------------------------- Kim H. Oakley 31 34 - --------------------------------------------------------------------- (Page 49 of 50 Pages) Schedule B - ---------- Each of the following individuals is a United States citizen and, with the exception of Wm. Matthew Kelly, Adam A. Abramson, Joanne M. Ramos, Charles W. Robins, James Westra, Stephen Zachary Lee, Jesse Lee, and Nathan Lee, is employed by the Thomas H. Lee Company, 75 State Street, Suite 2600, Boston, Massachusetts 02109: David V. Harkins, Scott A. Schoen, C. Hunter Boll, Scott M. Sperling, Anthony J. DiNovi, Thomas M. Hagerty, Warren C. Smith, Jr., Seth W. Lawry, Kent R. Weldon, Terrence M. Mullen, Todd M. Abbrecht, Charles A. Brizius, Scott Jaeckel, Soren Oberg, Thomas R. Shepherd, Wendy L. Masler, Andrew D. Flaster, Adam A. Abramson, Joanne M. Ramos, Nancy M. Graham, Gregory A. Ciongoli, Wm. Matthew Kelly, P. Holden Spaht, Kevin F. Sullivan, Diane M. Barriere, Kim H. Oakley, Stephen Zachary Lee, Jesse Lee, Nathan Lee, Charles W. Robins and James Westra. Wm. Matthew Kelly, Adam A. Abramson and Joanne M. Ramos are former employees of the Thomas H. Lee Company. Charles W. Robins and James Westra are employed by Hutchins, Wheeler & Dittmar, a Professional Corporation, 101 Federal Street, Boston, Massachusetts 02110. Stephen Zachary Lee, Jesse Lee and Nathan Lee are not employed. (Page 50 of 50 Pages) -----END PRIVACY-ENHANCED MESSAGE-----